{"id":579,"date":"2024-06-28T13:30:13","date_gmt":"2024-06-28T16:30:13","guid":{"rendered":"https:\/\/biblioteca.gafilat.org\/?p=579"},"modified":"2024-06-28T17:53:03","modified_gmt":"2024-06-28T20:53:03","slug":"risk-based-approach-guidance-for-the-securities-sector","status":"publish","type":"post","link":"https:\/\/biblioteca.gafilat.org\/?p=579","title":{"rendered":"Risk-based Approach Guidance for the Securities Sector"},"content":{"rendered":"","protected":false},"excerpt":{"rendered":"<p>This guidance aims to: a) outline key principles for applying a risk-based approach to Anti-Money Laundering\/Countering the Financing of Terrorism (AML\/CFT) in the securities sector; b) assist countries, competent authorities, securities providers, and intermediaries in designing and implementing AML\/CFT measures by offering general guidelines and current practice examples; c) support effective implementation and supervision of national AML\/CFT measures by emphasizing risk assessment and mitigation strategies; and d) promote a common understanding of the risk-based approach to AML\/CFT within the securities sector. The target audience includes countries, competent authorities, AML\/CFT supervisors, Financial Intelligence Units (FIUs), and practitioners in the securities sector, such as securities providers, intermediaries, and external examiners for AML\/CFT purposes.<\/p>\n","protected":false},"author":306,"featured_media":5840,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[10,1,94,91,19],"tags":[110],"class_list":["post-579","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-apnfd","category-documentos","category-gafi","category-ingles","category-riesgos","tag-110"],"acf":[],"_links":{"self":[{"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/posts\/579","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/users\/306"}],"replies":[{"embeddable":true,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=579"}],"version-history":[{"count":2,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/posts\/579\/revisions"}],"predecessor-version":[{"id":5897,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/posts\/579\/revisions\/5897"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=\/wp\/v2\/media\/5840"}],"wp:attachment":[{"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=579"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=579"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/biblioteca.gafilat.org\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=579"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}